Professional designations and registrations
- Investment Company and Variable Products Contracts Products Representative (Series 6)*
- Uniform Securities Agent State Law (Series 63)*
Tracy began her career in the securities industry in 2000 when she joined the firm. Over the next several years she blossomed and became the go-to person for assisting advisors and providing concierge service to clients. In 2004 she obtained her Series 6 Investment Company Products/Variable Contracts Representative registration and in 2013 she received her Series 63 Uniform Securities Agent State Law registration. She loves being able to support others and making a positive impact.
Tracy has 3 children and 6 grandchildren. “Mamaw” spends a lot of her free-time with her grandchildren. She enjoys going to their sporting events, school functions and other activities they are involved in. When she is not playing with grandbabies, she enjoys motorcycles, camping, fishing, and karaoke.
*registrations held through LPL Financial